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Determining Your Investment Objective

Asset management is an extensively consultative process that focuses on understanding and meeting your needs. This goal-oriented process follows a comprehensive, four-step approach:


Discover Your Goals and Objectives

Together, we will look to determine your customized financial strategy, taking into consideration the following:

Investment Goals
Time Horizon
Income Needs
Retirement Dreams
Charitable Giving
Risk Tolerance
Performance Expectations
Liquidity Requirements
Current Investments
Creating a Legacy


Recommend Your Investment Strategy

Accessing the expertise of experienced research strategists, we will identify the most appropriate investment strategy, by taking into account the following considerations

Asset Allocation Models*
Correlation between asset classes
Investment Types
Risk/Reward Characteristics of asset classes
Investment Platforms
Investment Managers


Implement Your Portfolio

Next, we will begin building a portfolio of investment vehicles appropriate for your specific needs. This process includes the following action items:

Set Realistic Expectations
Transition Existing Securities
Determine Type of Ownership and Beneficiaries
Discuss Source of Funds
Complete and Sign all Paperwork


Review and Manage Your Portfolio

Once your investments are in place, the process of reviewing and managing your portfolio begins, which includes:

Regular Meetings and Discussions
Active Ongoing Portfolio Reviews
Periodic re-examination of your investment strategy
Rebalancing decisions
Consolidated quarterly performance reports

*Asset allocation does not ensure a profit or guarantee against a lost.  There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio.  Diversification does not ensure against market risk.